-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SAxgPavtbAYkTrYtHRWCWGduzPNn0s3hoQOoVlN/iubm1ZDRwTSkQpNoZwJN8BOJ 4JE/zg+QKzTpc7KUTYahMw== 0001047469-99-003390.txt : 19990205 0001047469-99-003390.hdr.sgml : 19990205 ACCESSION NUMBER: 0001047469-99-003390 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990204 GROUP MEMBERS: AURORA ADVISORS, INC. GROUP MEMBERS: AURORA CAPITAL PARTNERS L.P. GROUP MEMBERS: AURORA EQUITY PARTNERS L.P. GROUP MEMBERS: AURORA OVERSEAS ADVISORS, LTD. GROUP MEMBERS: AURORA OVERSEAS CAPITAL PARTNERS L.P. GROUP MEMBERS: AURORA OVERSEAS EQUITY PARTNERS I, L.P. GROUP MEMBERS: GENERAL ELECTRIC CO GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: GENERAL ELECTRIC INVESTMENT CORPORATION, AS INVESTMENT MANAG GROUP MEMBERS: GERALD L. PARSKY GROUP MEMBERS: RICHARD K. ROEDER GROUP MEMBERS: RICHARD R. CROWELL GROUP MEMBERS: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AFTERMARKET TECHNOLOGY CORP CENTRAL INDEX KEY: 0000933405 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954486486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-50227 FILM NUMBER: 99521645 BUSINESS ADDRESS: STREET 1: ONE OAK HILL CENTER STREET 2: SUITE 400 CITY: WESTMONT STATE: IL ZIP: 60559 BUSINESS PHONE: 6304556000 MAIL ADDRESS: STREET 1: ONE OAK HILL CENTER STREET 2: SUITE 400 CITY: WESTMONT STATE: IL ZIP: 60559 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: C/O BANK OF NEW YORK CITY: FAIRFIELD STATE: CT ZIP: 06431 BUSINESS PHONE: 2033732816 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE CITY: FAIRFIELD STATE: CT ZIP: 06431 SC 13D 1 SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------ SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. _____)(1) Aftermarket Technology Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 008318 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) Joseph Salamunovich, 1 Oak Hill Center, Suite 400, Westmont, IL 60559 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 25, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. SEE Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 22 Pages) - -------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 2 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aurora Equity Partners L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 6,971,061 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,956,475 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 6,971,061 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,927,536 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 49.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 3 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aurora Overseas Equity Partners I, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 1,112,917 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,956,475 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,112,917 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,069,392 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 4 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aurora Capital Partners L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 6,971,061 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,956,475 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 6,971,061 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,927,536 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 49.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 5 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aurora Overseas Capital Partners L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 1,112,917 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,956,475 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,112,917 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,069,392 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 6 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aurora Advisors, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 6,971,061 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,956,475 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 6,971,061 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,927,536 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 49.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 7 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aurora Overseas Advisors, Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 1,112,917 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,956,475 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,112,917 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,069,392 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 8 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard R. Crowell - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 11,040,453 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 69,998 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 8,083,978 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,040,453 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 9 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gerald L. Parsky - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 11,040,453 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 137,676 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 8,083,978 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,040,453 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 10 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard K. Roeder - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 11,040,453 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 39,434 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 8,083,978 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,040,453 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 11 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Trustees of General Electric Pension Trust I.R.S. #14-6015763 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,038,152 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,038,152 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,038,152 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 12 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON General Electric Investment Corporation, as Investment Manager to GEPT (as defined below) I.R.S. #22-2152310 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,038,152 ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,038,152 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,038,152 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 13 of 22 Pages - ----------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON General Electric Company I.R.S. #14-0689340 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY Disclaimed (See 11 below) ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ----------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH Disclaimed (See 11 below) - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares disclaimed by General Electric Company - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /X/ - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) N/A - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 14 of 22 Pages - ----------------------------- ----------------------------- Item 1. SECURITY AND ISSUER. This statement relates to the Common Stock, $.01 par value (the "Common Stock"), of Aftermarket Technology Corp., a Delaware corporation (the "Issuer"). The principal executive offices of the Issuer are located at 1 Oak Hill Center, Suite 400, Westmont, IL 60559. Item 2. IDENTITY AND BACKGROUND. This Schedule 13D is being filed by Aurora Equity Partners L.P., a Delaware limited partnership ("AEP"), Aurora Overseas Equity Partners I, L.P., a Cayman Islands exempted limited partnership ("AOEP"), Aurora Capital Partners L.P., a Delaware limited partnership ("ACP"), Aurora Overseas Capital Partners L.P., a Cayman Islands exempted limited partnership ("AOCP"), Aurora Advisors, Inc., a Delaware corporation ("AAI"), Aurora Overseas Advisors, Ltd., a Cayman Islands exempted company ("AOAL"), Richard R. Crowell, a United States citizen ("Crowell"), Gerald L. Parsky, a United States citizen ("Parsky"), Richard K. Roeder, a United States citizen ("Roeder"), the Trustees of General Electric Pension Trust, a New York common law trust ("GEPT"), its investment manager, General Electric Investment Corporation, a Delaware corporation and a wholly owned subsidiary of General Electric Company ("GEIC"), and General Electric Company, a New York corporation ("GE"). AEP, AOEP, ACP, AOCP, AAI, AOAL, Crowell, Roeder, Parsky, GEPT, GEIC and GE are collectively referred to herein as the "Reporting Persons." Each Reporting Person disclaims responsibility for the completeness and accuracy of the information contained in this Schedule 13D concerning the other Reporting Persons. The principal business of AEP and AOEP is that of a private investment partnership. The general partner of AEP is ACP, whose general partner is AAI. The general partner of AOEP is AOCP, whose general partner is AOAL. AEP and AOEP are hereinafter referred to as the "Aurora Partnerships." Crowell, Parsky and Roeder are the sole stockholders and directors of AAI and AOAL and are limited partners of ACP and AOCP and may be deemed to beneficially share ownership of the Common Stock of the Issuer beneficially owned by AEP and AOEP. Each of such individual's primary occupation is as a managing director of ACP. For information with respect to the identity and principal occupation of each executive officer of AAI, see Schedule A attached hereto. AOAL has no executive officers. The principal business of GEPT is as a pension trust organized for the benefit of certain employees of General Electric Company. With limited exceptions, GEPT has irrevocably agreed to vote all shares held by it in such manner as the Aurora Partnerships shall determine, to such extent as its fiduciary duties under the Employee Retirement Income Security Act of 1974 shall allow. This provision terminates upon the transfer of such shares. GEIC is a registered investment advisor and acts as investment manager to GEPT and thus shares in GEPT's voting and dispositive power. GEIC is a wholly owned subsidiary of GE and GE reports whenever GEIC reports, although it disclaims beneficial ownership of any and all shares held by GEPT. GEPT, GEIC and GE are hereinafter referred to as the "GE Entities." Certain stockholders of the Issuer, including GEPT, have granted to the Aurora Partnerships an irrevocable proxy pursuant to which the Aurora Partnerships can vote the shares subject to the proxy in such manner as the Aurora Partnerships shall determine in their respective sole and absolute discretion. See Item 6 ("Stockholders Agreement") for additional information concerning the terms of the irrevocable proxy. The principal business and office address of AEP, ACP and AAI is 1800 Century Park East, Suite 1000, Los Angeles, CA 90067. The principal business and office address of AOEP, AOCP and AOAL is West Wind Building, P.O. Box 1111, Georgetown, Grand Cayman, Cayman Islands, B.W.I. The principal business and office address of Messrs. Crowell, Parsky and Roeder is Aurora Capital Partners L.P., 1800 Century Park East, Suite 1000, Los Angeles, - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 15 of 22 Pages - ----------------------------- ----------------------------- CA 90067. The principal business and office address of GEPT is c/o General Electric Investment Corporation, 3003 Summer Street, Stamford, CT 06905, Attn: Michael Pastore, Esq., the principal business and office address of GEIC is 3003 Summer Street, Stamford, CT 06905, Attn: Michael Pastore, Esq., and the principal business and office address of GE is 3135 Easton Turnpike, Fairfield, CT 06431. See Schedule B attached hereto for information with respect to the identity and principal occupation of each (i) executive officer and director of GE (ii) Trustee of GEPT and (iii) executive officer and director of GEIC. Except as set forth below, during the last five years, neither any Reporting Person nor, to the best knowledge of each Reporting Person, any person identified in Schedules A or B has (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such a proceeding was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. HER MAJESTY'S INSPECTORATE OF POLLUTION V. IGE MEDICAL SYSTEMS LIMITED (St. Albans Magistrates Court, St. Albans, Hersfordshire, England, Case No. 04/00320181). In April, 1994, General Electric Medical System's U.K. subsidiary, IGE Medical Systems Limited ("IGEMS") discovered the loss of a radioactive barium source at the Radlett, England, facility. The lost source, used to calibrate nuclear camera detectors, emits a very low level of radiation. IGEMS immediately reported the loss as required by the U.K. Radioactive Substances Act. An ensuing investigation, conducted in cooperation with government authorities, failed to locate the source. On July 21, 1994, Her Majesty's Inspectorate of Pollution ("HMIP") charged IGEMS with violating the Radioactive Substances Act by failing to comply with a condition of registration. The Act provides that a registrant like IGEMS, which "does not comply with a limitation or condition subject to which (it) is so registered ... shall be guilty of (a criminal) offense." Condition 7 of IGEMS' registration states that it "shall so far as is reasonably practicable prevent ... loss of any registered source." At the beginning of trial on February 24, 1995, IGEMS entered a guilty plea and agreed to pay a fine of L5,000 and assessed costs of L5,754. The prosecutor's presentation focused primarily on the 1991 change in internal IGEMS procedures and, in particular, the source logging procedure. The prosecutor complimented IGEMS' investigation and efforts to locate the source and advised the court that IGEMS had no previous violations of the Radioactive Substances Act. He also told the court that the Radlett plant had been highlighted as an exemplary facility to HMIP inspectors as part of their training. In mitigation, IGEMS emphasized the significant infrastructure and expense undertaken by IGEMS to provide security for radiation sources and the significant effort and expense incurred in attempting to locate the missing source. All Reporting Persons and, to the best knowledge of each Reporting Person, all persons identified in Schedules A or B are United States citizens, except Paolo Fresco, Vice Chairman of the Board and an Executive Officer of GE, who is an Italian citizen, and Claudio X. Gonzalez, a Director of GE, who is a Mexican citizen. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. As of December 20, 1998, AEP owned 6,651,808 shares of Common Stock and AOEP owned 1,061,870 shares of Common Stock. As more fully described in Item 5(c) hereof, from December 21, 1998 to January 29, 1999, AEP utilized an aggregate of $2,518,759.85 of its working capital to purchase an aggregate of 319,253 shares of Common Stock. From December 21, 1998 to January 29, 1999, AOEP utilized an aggregate of $402,655.90 of its working capital to purchase an aggregate of 51,047 shares of Common Stock. The working capital was provided by capital contributions to AEP and AOEP from their respective general and limited partners. Item 4. PURPOSE OF TRANSACTION. AEP and AOEP have commenced a program through Morgan Stanley Dean Witter for the purchase of up to 2.2 million shares of the Company's common stock (the "Purchase Program"). The shares of Common Stock purchased by AEP and AOEP through the Purchase Program have been acquired for investment purposes. The Reporting Persons intend to review on a continuing basis their investment in the Issuer. The Reporting Persons may decide to increase or decrease their investment in the Issuer depending upon the price and availability of the Issuer's securities, subsequent developments affecting the Issuer, the Issuer's business and prospects, other investment and business opportunities available to the Reporting Persons, general stock market and economic conditions, tax considerations and other factors. Other than as described above, none of the Reporting Persons has any plans or proposals that relate to or would result in any of the actions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D (although they reserve the right to develop such plans). Item 5. INTEREST IN SECURITIES OF THE ISSUER. (a) and (b) As of January 29, 1999, AEP, ACP and AAI may be deemed to beneficially own 9,927,536 shares of Common Stock, representing approximately 49.1% of the total outstanding shares of Common Stock (based on the number of shares of the Issuer's Common Stock outstanding as of October 31, 1998, as reported in the Issuer's Form 10Q). AEP, ACP and AAI have sole voting and dispositive power with respect to 6,971,061 shares of Common Stock and shared voting power with respect to 2,956,475 shares of Common Stock. As of the same date, AOEP, AOCP and AOAL may be deemed to beneficially own 4,069,392 shares of Common Stock, representing approximately 20.1% of the total outstanding shares of Common Stock. AOEP, AOCP and AOAL have sole voting and dispositive power with respect to 1,112,917 shares of Common Stock and shared voting power with respect to 2,956,475 shares of Common Stock. - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 16 of 22 Pages - ----------------------------- ----------------------------- Of the 2,956,475 shares for which AEP, AOEP, ACP, AOCP, AAI and AOAL have shared voting power, 2,038,152 shares are owned by GEPT and 918,323 shares are subject to an irrevocable proxy granted to AEP and AOEP by certain holders of Common Stock, including Crowell, Parsky and Roeder, certain other limited partners of AEP and certain affiliates of a limited partner of AOEP. The proxy terminates upon the transfer of such shares. As of the same date, Messrs. Crowell, Parsky and Roeder may be deemed to each beneficially own 11,040,453 shares of Common Stock, representing approximately 54.6% of the total outstanding shares of Common Stock. Messrs. Crowell, Parsky and Roeder have shared voting power with respect to 11,040,453 shares of Common Stock and shared dispositive power with respect to 8,083,978 shares of Common Stock, and sole dispositive power with respect to 69,998, 137,676 and 39,434 shares of Common Stock, respectively. Of the 11,040,453 shares for which Crowell, Parsky and Roeder have shared voting power, 6,971,061 shares are owned by AEP, 1,112,917 shares are owned by AOEP, 2,038,152 shares are owned by GEPT and 918,323 shares are subject to an irrevocable proxy granted to AEP and AOEP by certain holders of Common Stock, including Crowell, Parsky and Roeder, certain other limited partners of AEP and certain affiliates of a limited partner of AOEP. The proxy terminates upon the transfer of such shares. Of the 8,083,978 shares for which Crowell, Parsky and Roeder have shared dispositive power, 6,971,061 shares are owned by AEP and 1,112,917 shares are owned by AOEP. As of the same date, GEPT and GEIC may be deemed to beneficially own 2,038,152 shares of Common Stock, representing approximately 10.1% of the total outstanding shares of Common Stock. GEPT and GEIC have shared voting and dispositive power with respect to 2,038,152 shares of Common Stock. GE disclaims beneficial ownership of any and all shares held by GEPT. (c) Pursuant to the Purchase Program, AEP acquired a total of 319,253 shares of Common Stock through open market purchases as follows:
NO. OF SHARES DATE ACQUIRED ------------- ------------- 64,673 Dec. 21, 1998 4,312 Dec. 23, 1998 2,156 Dec. 28, 1998 25,869 Dec. 29, 1998 4,312 Dec. 30, 1998 4,312 Jan. 04, 1999 12,935 Jan. 08, 1999 9,485 Jan. 11, 1999 49,450 Jan. 13, 1999 20,468 Jan. 14, 1999 21,500 Jan. 15, 1999 10,750 Jan. 19, 1999 24,080 Jan. 21, 1999 23,220 Jan. 22, 1999 30,537 Jan. 25, 1999 11,194 Jan. 29, 1999
Pursuant to the Purchase Program, AOEP acquired a total of 51,047 shares of Common Stock through open market purchases as follows:
NO. OF SHARES DATE ACQUIRED ------------- ------------- 10,327 Dec. 21, 1998
- ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 17 of 22 Pages - ----------------------------- ----------------------------- 688 Dec. 23, 1998 344 Dec. 28, 1998 4,131 Dec. 29. 1998 688 Dec. 30, 1998 688 Jan. 04, 1999 2,065 Jan. 08, 1999 1,515 Jan. 11, 1999 8,050 Jan. 13, 1999 3,332 Jan. 14, 1999 3,500 Jan. 15, 1999 1,750 Jan. 19, 1999 3,920 Jan. 21, 1999 3,780 Jan. 22, 1999 4,463 Jan. 25, 1999 1,806 Jan. 29, 1999
(d) The right to receive distributions, and proceeds from the sale of the 6,971,061 and 1,112,917 shares of Common Stock held of record by AEP and AOEP, respectively, is governed by their respective limited partnership agreements, and such distributions or proceeds may be made with respect to the general and limited partnership interests in AEP and AOEP. (e) Not applicable. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Stockholders Agreement. AEP, AOEP, GEPT and Messrs. Crowell, Parsky and Roeder are parties to that certain Stockholders Agreement, dated August 2, 1994, among Aftermarket Technology Holdings Corp. (the predecessor-in-interest to the Issuer), and certain of its stockholders, optionholders and warrant holders (as amended to date, the "Stockholders Agreement"). Under the Stockholders Agreement, certain stockholders of the Issuer, including GEPT, have granted to the Aurora Partnerships an irrevocable proxy pursuant to which the Aurora Partnerships can vote the shares subject to the proxy in such manner as the Aurora Partnerships shall determine in their respective sole and absolute discretion. The aggregate number of shares subject to such irrevocable proxy is approximately 918,323 shares, or 4.5% of the total outstanding shares of Common Stock. Each proxy terminates upon the earlier to occur of the transfer of the subject shares or July 31, 2004. In addition, the parties to the Stockholders Agreement have agreed to provide the Issuer with written notice prior to any proposed transfer of their shares of Common Stock. The Stockholders Agreement also provides that if, after the Aurora Partnerships distribute their shares of Common Stock to their limited partners, any such limited partner holds 10% or more of the outstanding Common Stock, such limited partner (the "Demand Holder") will have the right to require the Issuer to use its best efforts to file a registration statement under the Securities Act of 1933, as amended (the "Securities Act"), covering the resale of the Demand Holder's shares in an underwritten offering. If following such offering the Demand Holder still holds 10% or more of the outstanding Common Stock, the Demand Holder will have one additional "demand" registration right. The Issuer will bear all expenses incident to any registration effected pursuant to the Stockholders Agreement, including the fees and expenses of a single counsel retained by the selling stockholders; however, each selling stockholder will be responsible for the underwriting discounts and commissions and transfer taxes in connection with shares sold by such stockholder. Each selling stockholder and the underwriters through whom shares are sold on - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 18 of 22 Pages - ----------------------------- ----------------------------- behalf of a selling stockholder will be entitled to customary indemnification from the Issuer against certain liabilities, including liabilities under the Securities Act. In connection with a December 1996 private placement to GEPT, the Issuer granted a "demand" registration right to GEPT. Such registration right covers the 955,794 shares issued in the private placement as well as 300,000 shares of Common Stock owned by GEPT prior to the private placement. Pursuant to this registration right, GEPT may, subject to certain limitations, require the Issuer to use its best efforts to file a registration statement under the Securities Act covering the resale of such shares of Common Stock. In addition, GEPT was granted a "piggyback" registration right to include such shares on a pro rata basis in any registration effected for the account of any person exercising a contractual "demand" registration right granted by the Issuer in the future. All fees, costs and expenses of such registration (other than underwriting discounts and commissions) will be borne by the Issuer. GEPT and any underwriters through whom shares are sold on behalf of GEPT will be entitled to customary indemnification from the Issuer against certain liabilities, including liabilities under the Securities Act. GEPT's registration rights may not be exercised until after December 20, 1999. The foregoing summary of the Stockholders Agreement is qualified in its entirety by reference to the Stockholders Agreement, a copy of which is included as an exhibit hereto and incorporated herein by reference. Management Services Agreement. The Issuer also pays to ACP a base annual management fee of approximately $540,000 for advisory and consulting services pursuant to a written management services agreement (the "Management Services Agreement"). ACP is also entitled to reimbursements from the Issuer for all of its reasonable out-of-pocket costs and expenses incurred in connection with the performance of its obligations under the Management Services Agreement. The base annual management fee is subject to increase, at the discretion of the disinterested members of the Issuer's Board of Directors, by up to an aggregate of $250,000 in the event the Issuer consummates one or more significant corporate transactions. The base annual management fee has not been increased as a result of any of the Issuer's acquisitions. The base annual management fee is also subject to increase for specified cost of living increases pursuant to which the base annual management fee was most recently increased in July 1997 from $530,000. If the Issuer's EBITDA in any year exceeds management's budgeted EBITDA by 15.0% or more for that year, ACP will be entitled to receive an additional management fee equal to one half of its base annual management fee for such year. Because the Issuer's EBITDA did not exceed management's budgeted EBITDA by 15.0% in 1998, ACP did not receive this additional management fee in 1998. In the event the Issuer consummates any significant acquisitions or dispositions, ACP will be entitled to receive a closing fee from the Issuer equal to 2.0% of the first $75.0 million of the acquisition consideration (including debt assumed and current assets retained) and 1.0% of acquisition consideration (including debt assumed and current assets retained) in excess of $75.0 million. Notwithstanding the foregoing, no payment will be made to ACP pursuant to the Management Services Agreement at any time that certain events of default shall have occurred and be then continuing under any of the Indentures governing the Issuer's 12% Senior Subordinated Notes due 2004 or the Issuer's bank credit facility. The Management Services Agreement also provides that the Issuer shall provide ACP and its directors, employees, partners and affiliates with customary indemnification against all actions not involving gross negligence or willful misconduct. The base annual management fee payable to ACP will be reduced as the collective beneficial ownership of Common Stock by the Aurora Partnerships declines below 50% as follows: for any period during which the collective beneficial ownership of the Aurora Partnerships is less than 50% but at least 40%, the base annual management fee payable for the - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 19 of 22 Pages - ----------------------------- ----------------------------- period will be 80% of the original base annual management fee (as such original base annual management fee may previously have been adjusted due to discretionary increases by the Board of Directors or cost of living increases as described above, the "Original Fee"); for any period during which the Aurora Partnerships' collective beneficial ownership is less than 40% but at least 30%, the base annual management fee payable for the period will be 60% of the Original Fee; and for any period during which the collective beneficial ownership of the Aurora Partnerships is less than 30% but at least 20%, the base annual management fee payable for the period will be 40% of the Original Fee. If the Aurora Partnerships' collective beneficial ownership declines below 20%, the Management Services Agreement will terminate. Effective May 1, 1998, the Management Services Agreement was assigned by ACP to Aurora Management Partners LLC, a Delaware limited liability company. Item 7. MATERIAL TO BE FILED AS EXHIBITS. (a) Stockholders Agreement, dated as of August 2, 1994, among Aftermarket Technology Holdings Corp. (the predecessor-in-interest to the Issuer), and certain of its stockholders, optionholders and warrant holders (the Stockholders Agreement) (previously filed as Exhibit 10.1 to the Issuer's Registration Statement on Form S-4 filed on November 30, 1994, Commission File No. 33-86838, and incorporated herein by this reference) (b) Amendment No. 1 to the Stockholders Agreement, dated as of June 24, 1996 (previously filed as Exhibit 10.38 to Amendment No. 2 to the Issuer's Registration Statement on Form S-1 filed on November 6, 1996, Commission File No. 333-5597, and incorporated herein by this reference) (c) Amendment No. 2 to the Stockholders Agreement, dated as of October 24, 1996 (previously filed as Exhibit 10.39 to Amendment No. 2 to the Issuer's Registration Statement on Form S-1 filed on November 6, 1996, Commission File No. 333-5597, and incorporated herein by this reference) (d) Amendment No. 3 to Stockholders Agreement, dated as of December 4, 1996 (previously filed as Exhibit 10.4 to the Issuer's Annual Report on Form 10-K for the year ended December 31, 1996 and incorporated herein by this reference) (e) Amendment No. 4 to Stockholders Agreement, dated as of December 16, 1996 (previously filed as Exhibit 10.5 to the Issuer's Annual Report on Form 10-K for the year ended December 31, 1996 and incorporated herein by this reference) (f) Amended and Restated Management Services Agreement, dated as of November 18, 1996, by and among the Issuer, the Issuer's subsidiaries, and Aurora Capital Partners L.P. (previously filed as Exhibit 10.4 to Amendment No. 4 to the Issuer's Registration Statement on Form S-1 filed on October 25, 1996, Commission File No. 333-5597, and incorporated herein by this reference) - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 20 of 22 Pages - ----------------------------- ----------------------------- SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. AURORA EQUITY PARTNERS L.P. By: Aurora Capital Partners L.P., its general partner By: Aurora Advisors, Inc., its general partner By: /s/ RICHARD K. ROEDER February 3, 1999 -------------------------------------- Richard K. Roeder, Vice President AURORA OVERSEAS EQUITY PARTNERS I, L.P. By: Aurora Overseas Capital Partners L.P., its general partner By: Aurora Overseas Advisors, Ltd., its general partner By: /s/ RICHARD K. ROEDER February 3, 1999 -------------------------------------- Richard K. Roeder, Director AURORA CAPITAL PARTNERS L.P. By: Aurora Advisors, Inc., its general partner By: /s/ RICHARD K. ROEDER February 3, 1999 -------------------------------------- Richard K. Roeder, Vice President - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 21 of 22 Pages - ----------------------------- ----------------------------- AURORA OVERSEAS CAPITAL PARTNERS L.P. By: Aurora Overseas Advisors, Ltd., its general partner By: /s/ RICHARD K. ROEDER February 3, 1999 -------------------------------------- Richard K. Roeder, Director AURORA ADVISORS, INC. By: /s/ RICHARD K. ROEDER February 3, 1999 -------------------------------------- Richard K. Roeder, Vice President AURORA OVERSEAS ADVISORS, LTD. By: /s/ RICHARD K. ROEDER February 3, 1999 -------------------------------------- Richard K. Roeder, Director /s/ RICHARD R. CROWELL February 3, 1999 - ----------------------------------------- RICHARD R. CROWELL /s/ RICHARD K. ROEDER February 3, 1999 - ----------------------------------------- RICHARD K. ROEDER /s/ GERALD L. PARSKY February 3, 1999 - ----------------------------------------- GERALD L. PARSKY - ----------------------------- ----------------------------- CUSIP No. 008318 10 7 13D Page 22 of 22 Pages - ----------------------------- ----------------------------- GENERAL ELECTRIC PENSION TRUST By: General Electric Investment Corporation, its Investment Manager /s/ ALAN M. LEWIS February 3, 1999 --------------------------------------- Alan M. Lewis, Trustee GENERAL ELECTRIC INVESTMENT CORPORATION By: /s/ MICHAEL M. PASTORE February 3, 1999 --------------------------------------- Michael M. Pastore, Vice President GENERAL ELECTRIC COMPANY By: /s/ JOHN H. MYERS February 3, 1999 --------------------------------------- John H. Myers, Vice President SCHEDULE A AURORA ADVISORS, INC. EXECUTIVE OFFICERS The business address of each of the persons listed below is Aurora Capital Partners L.P., 1800 Century Park East, Suite 1000, Los Angeles, California 90067.
OFFICERS POSITION Gerald L. Parsky Chairman of the Board and managing director of ACP Richard K. Roeder Vice President and Assistant Secretary and managing director of ACP Richard R. Crowell Vice President and Secretary and managing director of ACP Frederick J. Elsea, III Chief Financial Officer and Chief Financial Officer of ACP
SCHEDULE B GENERAL ELECTRIC COMPANY EXECUTIVE OFFICERS The business address of each of the persons listed below is 3135 Easton Turnpike, Fairfield, Connecticut 06431. The names and principal occupations of the Officers of General Electric Company are as follows:
OFFICERS POSITION(S) J.F. Welch, Jr. Chairman of the Board and Chief Executive Officer P. Fresco Vice Chairman of the Board and Executive Officer P.D. Ameen Vice President and Comptroller J.R. Bunt Vice President and Treasurer D.L. Calhoun Senior Vice President - GE Lighting W.J. Conaty Senior Vice President - Human Resources D.M. Cote Vice President - GE Appliances D.D. Dammerman Senior Vice President - Finance L.S. Edelheit Senior Vice President - Corporate Research and Development B.W. Heineman, Jr. Senior Vice President - General Counsel and Secretary J.R. Immelt Senior Vice President - GE Medical Systems W.J. Lansing Vice President - Corporate Business Development G.S. Malm Senior Vice President - Asia W.J. McNerney, Jr. Senior Vice President - GE Aircraft Engines E.F. Murphy Vice Chairman of the Board and Executive Officer R.L. Nardelli Senior Vice President - GE Power Systems R.W. Nelson Vice President - Corporate Financial Planning and Analysis J.D. Opie Vice Chairman of the Board and Executive Officer G.M. Reiner Senior Vice President - Chief Information Officer
J.G. Rice Vice President - GE Transportation Systems G.L. Rogers Senior Vice President - GE Plastics J.W. Rogers Vice President - GE Motors L.G. Trotter Vice President - GE Electrical Distribution and Control
The names and principal occupations of Directors of General Electric Company are as follows: D.W. Calloway Chairman of the Board, Chief Executive Officer and Director, PepsiCo., Inc. J.I. Cash, Jr. Professor of Business Administration-Graduate School of Business Administration, Harvard University S.S. Cathcart Retired Chairman, Illinois Tool Works D.D. Dammerman Senior Vice President - Finance, General Electric Company P. Fresco Vice Chairman of the Board and Executive Officer, General Electric Company C.X. Gonzalez Chairman of the Board and Chief Executive Officer, Kimberly-Clark de Mexico, S.A. de C.V. G.G. Michelson Former Director, Federated Department Stores E.F. Murphy Vice Chairman of the Board and Executive Officer S. Nunn Partner, King & Spalding J.O. Opie Vice Chairman of the Board and Executive Officer, General Electric Company R.S. Penske Chairman of the Board and President, Penske Corporation F.H.T. Rhodes President Emeritus, Cornell University A.C. Sigler Retired Chairman of the Board and CEO and former Director, Champion International Corporation D.A. Warner III Chairman of the Board, President, and Chief Executive Officer, J.P. Morgan & Co. Incorporated and Morgan Guaranty Trust Company J.F. Welch, Jr. Chairman of the Board and Chief Executive Officer, General Electric Company
CITIZENSHIP (other than United States) C.X. Gonzalez Mexico P. Fresco Italy
GENERAL ELECTRIC PENSION TRUST The business address of each of the persons listed below is 3003 Summer Street, P.O. Box 7900, Stamford, Connecticut 06904. The names and principal occupations of each of the Trustees of the General Electric Pension Trust are as follows: Eugene K. Bolton Executive Vice President of GEIC and GEIM Michael J. Cosgrove Executive Vice President of GEIC and GEIM John H. Myers Vice President of General Electric Company, Chairman of the Board and President of GEIC and GEIM Ralph R. Layman Executive Vice President of GEIC and GEIM Alan M. Lewis Executive Vice President, General Counsel and Secretary of GEIC and GEIM Robert A. MacDougall Executive Vice President of GEIC and GEIM Thomas J. Szkutak Executive Vice President-Finance and Administration of GEIC and Executive Vice President-Chief Financial Officer of GEIM Donald W. Torey Executive Vice President of GEIC and GEIM
GENERAL ELECTRIC INVESTMENT CORPORATION The business address of each of the persons listed below is 3003 Summer Street, P.O. Box 7900, Stamford, Connecticut 06904. The names and principal occupations of the Officers of General Electric Investment Corporation are as follows: John H. Myers Chairman of the Board and President Eugene K. Bolton Executive Vice President Michael J. Cosgrove Executive Vice President Ralph R. Layman Executive Vice President Alan M. Lewis Executive Vice President, General Counsel and Secretary Robert A. MacDougall Executive Vice President Geoffrey R. Norman Executive Vice President Thomas J. Szkutak Executive Vice President - Chief Financial Officer Donald W. Torey Executive Vice President Peter J. Hathaway Senior Vice President Elaine G. Harris Senior Vice President Paul C. Reinhardt Senior Vice President Christopher W. Smith Senior Vice President David B. Carlson Senior Vice President Christopher D. Brown Senior Vice President Richard L. Sanderson Senior Vice President Philip A. Mercurio Senior Vice President Robert R. Kaelin Senior Vice President Philip A. Riordan Senior Vice President Stephen B. Hoover Senior Vice President Judith A. Studer Senior Vice President Brian Hopkinson Senior Vice President Michael J. Caufield Senior Vice President James M. Mara Senior Vice President Makoto F. Sumino Vice President Daniel J. Barker Vice President
Michael J. Solecki Vice President Daizo Motoyoshi Vice President Damian J. Maroun Vice President Gerald L. Igou Vice President Tara K. Holbrook Vice President Ralph E. Whitman Vice President Jane E. Hackney Vice President Heather A. Kang Vice President Anthony J. Sirabella Vice President Jeffrey A. Groh Vice President Andrew C. Warren Vice President Stella V. Lou Vice President William R. Wright Vice President David J. Beck Vice President Robert W. Aufiero Vice President Kathleen S. Brooks Vice President William M. Healey Vice President Michael A. Sullivan Vice President Susan M. Courtney Vice President B. Bradford Barrett Vice President Robert P. Gigliotti Vice President Preston R. Sargent Vice President David W. Wiederecht Vice President Wolfe H. Bragin Vice President Andreas T. Hildebrand Vice President Anthony J. Mariani Vice President Jeanne M. LaPorta Vice President - General Counsel and Assistant Secretary Michael M. Pastore Vice President - Associate General Counsel and Assistant Secretary Scott A. Silberstein Vice President - Associate General Counsel and Assistant Secretary Matthew J. Simpson Vice President - Associate General Counsel and Assistant Secretary Michael J. Strone Vice President - Associate General Counsel
and Assistant Secretary Robert J. Zalucki Vice President-Tax Counsel
The names and principal occupations of the Directors of GEIC are as follows: Eugene K. Bolton Executive Vice President of GEIC and GEIM and Trustee of GEPT Michael J. Cosgrove Executive Vice President of GEIC and GEIM and Trustee of GEPT John H. Myers Vice President of General Electric Company, Chairman of the Board and President of GEIC and GEIM and Trustee of GEPT Ralph R. Layman Executive Vice President of GEIC and GEIM and Trustee of GEPT Alan M. Lewis Executive Vice President, General Counsel and Secretary of GEIC and GEIM and Trustee of GEPT Robert A. MacDougall Executive Vice President of GEIC and GEIM and Trustee of GEPT Geoffrey R. Norman Executive Vice President of GEIC and GEIM Thomas J. Szkutak Executive Vice President-Finance and Administration of GEIC and Executive Vice President-Chief Financial Officer of GEIM and Trustee of GEPT Donald W. Torey Executive Vice President of GEIC and GEIM and Trustee of GEPT
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